MENU
Sections
Compliance & Ethics
Risk & Resilience
Environmental Social & Governance
IT Security & Privacy
Internal Audit & Control
Third-Party & Supply Chain
AI Governance
Insights
Regulatory Updates
CNIL
AMF
BDSG
BaFIN
SEC
FCA
FINRA
ICO
Resources
Events
LinkedIn
Twitter
YouTube
Subscribe
to
Full Name
*
Work Email
*
Title
*
Organization
*
You've successfully subscribed to the GRC Report
Oops! Something went wrong while submitting the form.
INSIGHT
Compliance & Ethics
Oct 1, 2024
Barclays Fined $4 Million by CFTC for Swap Reporting Violations, Sparking Debate on Regulatory Approach
INSIGHT
Compliance & Ethics
Sep 30, 2024
FINRA Imposes Over $2.47 Million in Penalties to Strengthen Compliance Standards
INSIGHT
Compliance & Ethics
Sep 30, 2024
TD Securities Fined Over $27 Million in Multi-Agency Action for Spoofing U.S. Treasury Markets
INSIGHT
Compliance & Ethics
Sep 30, 2024
SEC Charges Accountant and Firm with Aiding Massive Securities Fraud
INSIGHT
IT Security & Privacy
Sep 30, 2024
FCC Reaches Settlement with T-Mobile Over Data Breaches
INSIGHT
RegTech
Sep 30, 2024
Global RegTech Summit USA 2024 Hailed as Resounding Success
INSIGHT
Compliance & Ethics
Sep 27, 2024
SEC Takes Action Against Cassava Sciences and Executives for Deceptive Alzheimer’s Drug Claims
INSIGHT
Compliance & Ethics
Sep 27, 2024
Recent FINRA Enforcement Actions Highlight Compliance Failures Across the Financial Sector
INSIGHT
Risk & Resilience
Sep 27, 2024
Preparing for DORA: Insights from the Dutch Financial Watchdog on Testing Digital Operational Resilience
INSIGHT
Compliance & Ethics
Sep 27, 2024
CFTC Imposes $3.25 Million Penalty on Olam Group for Cotton Sales Reporting Violations
INSIGHT
IT Security & Privacy
Sep 27, 2024
Ireland Fines Meta €91 Million for GDPR Violations
INSIGHT
Compliance & Ethics
Sep 26, 2024
SEC Cracks Down on DraftKings and GQG Partners in Separate Enforcement Actions
Previous
Next
