"Exploring FINRA's Financial Practices and Policies for Investor Protection and Market Integrity"

"Exploring FINRA's Financial Practices and Policies for Investor Protection and Market Integrity"

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The Financial Industry Regulatory Authority (FINRA) is a US non-profit organization formed to protect investors in the securities markets.Recently, its board met to discuss its principles of financial guiding , as well as updates from its CEO Robert Cook and other members of the Board.They reviewed the FINRA's Annual Financial report, its budget, summary reports on the use of fine money, and the newly appointed Head of Enforcement. Furthermore, updates were given on current financial projections, regulatory economics and market analysis, and Report Cards that indicate how FINRA is protecting investors and advancing capital markets. FINRA continues to be an important part of the securities industry, upholding its mission and guiding statement found at www.finra.org/governance.