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Compliance & Ethics

EBA Updates Validation Rules Packages With Quarterly Small Package Released September 14, 2026

The European Banking Authority has published its latest validation rules update (dated 14/09/2026) along with a new small validation package covering rule deactivations, reactivations, and severity changes. Reporting institutions and their data teams must align taxonomy and Data Point Model (DPM) implementations to avoid validation failures and inconsistent regulatory submissions.

BaFin Proposes Raising Austrian Sectoral Systemic Risk Buffer for Commercial Real Estate Loans to 3.

BaFin plans to raise the sectoral systemic risk buffer for certain Austrian commercial real estate loans from 1.0 percent to 2.0 percent, then to 3.5 percent from July 1, 2027. The measure follows an Austrian FMA decision and would apply to German-authorized institutions with relevant risk positions above EUR $100 Million. Affected institutions should assess capital impact now and consider submitting comments before the September 28, 2026 hearing deadline.

HKMA Releases August 2026 Exchange Fund Analytical Accounts Under IMF SDDS Standard

The HKMA published the Exchange Fund's key analytical accounts for end-August 2026, showing foreign assets down HKD $41.8 Billion to HKD $3,652.7 Billion and a Monetary Base of HKD $2,080.2 Billion. This is a routine data release under the IMF's Special Data Dissemination Standard (SDDS), with no new compliance obligations. It does give compliance, treasury, and risk teams useful indicators of Hong Kong's monetary and liquidity conditions.

Bundesbank Announces EUR $5 Billion Tender to Increase 2.70% Federal Treasury Notes Due 2028

The Deutsche Bundesbank, acting for the Federal Republic of Germany – Finance Agency, will tap the 2.70% Federal Treasury Notes of 2026 (2028) (ISIN DE000BU22148) by EUR $5 Billion through a tender on September 15, 2026. The outstanding volume is currently EUR $17 Billion. This is primarily a market-operations notice, but it matters to compliance teams at eligible bidders, who must meet bidding, settlement, and record-keeping obligations within a tight window.

Norway FSA Warns of pendoxa.com Impersonation Scam Flagged by France's AMF

The Norwegian Financial Supervisory Authority (Finanstilsynet) has published a warning about pendoxa.com, a website that France's Autorité des marchés financiers (AMF) lists on its blacklist as an impersonation (usurpation) scheme. Compliance teams should treat the domain as a fraud indicator and update screening controls and customer-facing alerts accordingly.

Norway FSA Flags Axoni.tech in Warning Citing French AMF Crypto Derivatives Blacklist

Finanstilsynet (Norway FSA) has published a warning about the website axoni.tech, which the French AMF has listed on its blacklist of unauthorized crypto-asset derivatives websites. Compliance teams should treat the entity as a high-risk, unauthorized counterparty and update screening and customer-protection controls accordingly.

Norway FSA Warns of Unauthorized Crypto Site couponeau.co, Citing French AMF Blacklist

The Norway Financial Supervisory Authority (Finanstilsynet) has published a warning about couponeau.co, a website previously added to the French AMF's crypto-currency blacklist. Compliance teams should treat the domain as a high-risk, unauthorized entity and update screening and customer-protection controls accordingly.