The FINRA Investor Education Foundation has awarded Doug Shadel the 2023 Ketchum Prize in recognition of his 30 years of service protecting consumers, particularly vulnerable Americans.
FINRA is overseen by a 21-member Board of Governors, with the majority coming from outside the securities industry and appointed/elected to three-year terms.
The FINRA Board and CEO provided an update on the current financial projections, mission of protecting investors, and budgeting for market integrity, while encouraging vibrant capital markets.
FINRA has appointed Bill St. Louis as its new Head of Enforcement, while also recognizing Christopher J. Kelly's contributions to FINRA during the transition period.
The FINRA Foundation Fellowship Program equips military spouses with the training necessary to become financial counselors, helping military families and service members achieve their financial goals.
FINRA is posting the correspondence between itself and Next Bridge Hydrocarbons from July 26, 2023, to allow for transparency and clarity.
FINRA, a self-regulatory agency for the securities industry, has re-elected Eric Noll as Chairman of its Board and approved several rules proposals to further enhance investors' protection.